He and his wife Sue, who also works at UBS as a managing director, live in Manhattan and have two adult children, and they enjoy tennis, skiing, traveling, and community volunteering. Statement of Financial Condition. Listed as the seller in the deal was Gateway Land Corp., which is also at 600 Washington Blvd. The 700,000-square-foot building at 677 Washington Blvd. Please consult the sales restrictions relating to the service in question for further information. Account Sweep Yields. Member SIPC. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. Talking about future financial responsibility can be an emotional and challenging topic for both parents and children. The Stamford Washington entities are apparently owned by AVG Partners, a private equity group based in Beverly Hills that specializes in the acquisition of commercial properties nationwide. Important Information About Auction Rate Securities (Not for Puerto Rico). Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Jim is NYS Insurance licensed and holds FINRA Series 4, 7, 24, 53, 66 licenses. The long-vacant office complex at 677 Washington Blvd. Tom holds the Series 3, 4, 7, 9, 10, 23 and 63 licenses and has a Bachelor of Science in Business Economics from Southern Connecticut State University in New Haven, CT. http://www.ubs.com. in Stamford, formerly home to UBS, has been sold to Stamford Washington Investors LLC and Stamford Washington Land LLC for $33 million. Ed has worked for UBS and predecessor firm PaineWebber for 38 years in a variety of roles. For athletes and entertainers, saying no (financially) to loved ones who have supported them before they go pro, is extremely tough. For more information, please review the PDF document atubs.com/relationshipsummary.UBS Financial Services Inc. does not provide tax or legal advice. All other marks contained herein are the property of their respective owners. According to the city clerks office, AVG acquired the propertys loan in April for about $54 million. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Member NFA. Unless we separately agree in writing, we do not monitor your brokerage account, and you make the ultimate decision regarding the purchase or sale of investments. As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Tom has also held previous Complex management roles for branch locations in New York City and Fairfield County. Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services. Save my name, email, and website in this browser for the next time I comment. Prior to joining UBS, Jims Financial Services career spanned roles in consulting and management including as a producing Branch Manager at AXA Private Markets and the Director of Compliance and Operations at MetLife Securities. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Jim holds a Bachelors of Science in Psychology from Saint Louis University and a Masters of Business Administration from Iona College.

Loan Disclosure Statement. Jim lives in New Rochelle, NY with his wife Pam. Jim Miller joined UBS is 2012 and is the Assistant Market Head for the Soundview Market. In his free time, Tom enjoys traveling, playing golf and spending time with family. Our team will work with you to help preserve your lifestyle and livelihood in retirement by understanding your goals, risk and time horizon. In his role as Assistant Market Head Jim is focused on supporting and driving business growth for approximately200 Financial Advisors in eight locations overseeing more than 30 billion in assets. Please consult with your tax and legal advisors regarding your personal circumstances. So how can you move forward with confidence? Are you ready for a retirement that could span 30 years or more? Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. has been empty since UBS relocated last year to 600 Washington Blvd., where Royal Bank of Scotland is also a tenant. CFP Board's Trademark Disclaimer. Stamford Director of Economic Development Thomas Madden confirmed that AVG now owns both the building and the property. AVG and UBS did not return calls seeking further details. Our mission is to provide quality strategies customized to your needs. Agreements and Disclosure. Past performance is no guarantee of future results. We'll discuss some insights on how to navigate this challenge. edgar Click to watch how.Source: UBS Investor Watch, The new valuables; June 2021: 3,800 investors surveyed in 15 markets around the world; May 2021. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. You can ask us to review your brokerage account and provide you with investment recommendations at any time. Whats the right plan to help make sure your retirement funds last? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. For more information, please review the PDF document at, Statement of Financial Condition- UBS FSI of Puerto Rico, Important Information About Auction Rate Securities (Not for Puerto Rico), Futures Commission Merchant (FCM) Information for UBS Financial Services Inc, Saint Louis University, Bachelor's of Science in Psychology, Iona College, Masters of Business Administration, Southern Connecticut State University , Bachelors of Science in Business Economics. Accolades can be based on a variety of criteria including assets under management, revenue, compliance record, length of service, client satisfaction, type of clientele and more. Best Execution Statement. Have a strategy for the cash you need right now. He is a passionate outdoorsman having spent time as a certified river guide, as well as ski, kayaking, and stand-up paddleboard instructor. Advisory & Brokerage Services. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. Neither UBS Financial Services Inc. nor its employees pay a fee in exchange for these ratings. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. Notice for Non-U.S. Investors. https://advisors.ubs.com/mwmg/contact.html, Address: 677 Washington Blvd, Stamford, CT 06901, 1445 E Putnam Ave, Old Greenwich, CT 06870. YP, the YP logo and all other YP marks contained herein are trademarks of YP LLC and/or YP affiliated companies. Copyright Westfair Business Publications, Former UBS headquarters in Stamford sold for $33 million, Greenwich mansion Linden Court sells for $9.65 million, SUNY Orange, Dutchess Community College to launch student emergency aid, French restaurant conglomerate acquires Bridgeports Lecoq Cuisine, Pieology rolls out food truck for regional events, Mary Parrinelli joins Eagle Point Credit Management as managing director. Let us show you how. Member FINRA. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. The formation of UBS Bank USA expands UBS's wealth management capabilities, permitting our affiliate, UBS Financial Services Inc., to offer both asset and liability management services to affluent clients in the U.S. Maffei Wealth Management Group - UBS Financial Services Inc. We can help you embrace your financial future. The longer you spend in retirement, the greater the impact these decisions can have. Your message has been successfully submitted. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. For the last 25 years, Ed has been in branch offices in different management capacities, and has been the Fairfield County Complex Director since 2020 and before that the Greenwich Branch Manager since 2008. In invested assets globallyAs of 12/31/2021, Products and services mentioned on these web pages may not be available for residents of certain nations. Statement of Financial Condition- UBS FSI of Puerto Rico. Where are you today and where do you want to be tomorrow? Notice for Non-Puerto Rico Investor. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. BrokerCheck Ed grew up in New York City and received his education at Xavier High School in Manhattan and the University of Virginia in Charlottesville, Virginia. Our goal is to be your primary source of financial advice. Tom has over 30 years of experience in the financial services industryin a variety of roles including regulatory oversight at the New York Stock Exchange and as a Supervisory Manager for the JP Morgan Private Bank. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. document.getElementById( "ak_js_1" ).setAttribute( "value", ( new Date() ).getTime() ); You have entered an incorrect email address! Tom is the Complex Administrative Officer for the Stamford Branch, supervising day to day activities of all Client Sales and Wealth Strategy Associates within Fairfield County. In a world of uncertaintieslike market volatility or rising inflationits no wonder 70% of investors surveyed say they want to boost their emergency savings. Order Routing Disclosure. Accoladesare independently determined and awarded by their respective publications. Ed has 38 years of experience in the financial services industry, and currently leads the wealth management business for UBS as the Complex Director in Fairfield County, Connecticut, working with UBSs financial advisor teams and their high net worth clients, in the Greenwich, Stamford and Westport offices. For more information on a particular rating, please visit ubs.com/us/en/designation-disclosures.